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Jobs: Compliance / Legal, New YorkUSA
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Compliance / Regulatory, In-house Legal, Other
New York City, White Plains, Buffalo
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1-30 of 39 Jobs Company Location Date
US Company Secretarial Operations Attorney
Macquarie
Salary: Information not provided
USA-NY-New York City 08 Oct
The US Company Secretarial Division is in need of an Attorney in their New York office.
Account Support Executive
Macquarie
Salary: Information not provided
USA-NY-New York City 08 Oct
As a result of growth, we are currently seeking an account support executive in the New York office.
Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 07 Oct
See job description below
AML Associate - ISG Division
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 07 Oct
See job description below
GWM/Retail Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 07 Oct
See job description below
ERISA and Fiduciary Compliance Officer
JPMorgan
Salary: Competitve
USA-NY-New York City 07 Oct
Please see the job description
Compliance Manager- T&SS
JPMorgan
Salary: Competitve
USA-NY-New York City 07 Oct
Please see the job description
Fixed Income Advisory Compliance Officer - AVP
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 06 Oct
About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise...
Regulatory Filing Group Officer
Legend Global Search, Inc...
Salary: DOE
USA-NY-New York City 06 Oct
Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate
General Counsel-Hedge Fund
IJC Partners, LLC.
Salary: Competitive
USA-NY-New York City 06 Oct
Multi-strategy fund seeking 5+ year attorney to advise growing business.
Senior Manager - Life Sciences
Not Disclosed
Salary: 170-210K base, 10-20% bon...
USA-NY-New York City 06 Oct
Global Consulting leader seeks your combination Life Sciences industry experience and implementation experience with Quality...
Associate Director Commodities Compliance
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
USA-NY-New York City 06 Oct
Provide compliance support to US Commodities business that includes the trading of power and natural gas for financial and ph...
Manager, US Compliance
JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
USA-NY-New York City 06 Oct
A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c...
Compliance and Testing - BSA / AML
Legend Global Search, Inc...
Salary: $115K - $125K
USA-NY-New York City 04 Oct
BSA/AML Compliance / Auditing / Operations - Financial Service Organization
Vice President - Compliance for US Banking
Legend Global Search, Inc...
Salary: $165K + Bonus
USA-NY-New York City 04 Oct
VP - Compliance - Banking - Global Financial Services Company
Compliance/Operations Professional
Not Disclosed
Salary: Competitive
USA-NY-New York City 03 Oct
New York City based institutional investment management firm is seeking an organized and well-experienced manager to run its...
Compliance Analyst
Not Disclosed
Salary: 55,000-70,000
USA-NY-New York City 03 Oct
Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We...
Senior Compliance Officer, Risk Assessment (R5225)
Barker & Gilmore, LLC
Salary: Base & Bonus
USA-NY-New York City 02 Oct
Our client, a Fortune 200 company, has exclusively engaged our firm to assist them in growing their senior staff within the C...
Associate General Counsel
Moody's Investors Service...
Salary: Not Specified
USA-NY-New York City 02 Oct
Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that...
Corporate Counsel, Securities (J5239)
Barker & Gilmore, LLC
Salary: Base & Bonus
USA-NY-New York City 02 Oct
Fortune 500 company in downtown, NY has an in-house counsel opportunity for an attorney with 2-4 years of experience with an...
Sr. Bank Secrecy Act (BSA) Compliance Manager
Not Disclosed
Salary: $80,000 - $135,000
USA-NY-New York City 01 Oct
Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently...
Fixed Income Compliance Officer
Not Disclosed
Salary: Base salary bonus and ben...
USA-NY-New York City 30 Sep
Our client is a very well respected, global nvestment bank who is thriving in the current market.
Compliance Officer, Investment Management
Not Disclosed
Salary: Base plus bonus
USA-NY-New York City 29 Sep
Our client is a very highly respected Investment Management Arm of a leading Investment Bank. We have an urgent need for a C...
AVP Compliance Marketing and Advertising Review
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 26 Sep
About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise...
Compliance Associate - Hedge Fund
Not Disclosed
Salary: 80-120K plus bonus
USA-NY-New York City 25 Sep
COMPLIANCE ASSOCIATE MULTI-BILLION DOLLAR INVESTMENT FIRM DOWNTOWN NEW YORK, NY Our compliance associates assist with th...
Hedge Fund Paralegal
Not Disclosed
Salary: More than you are making...
USA-NY-New York City 24 Sep
Experienced paralegal for Top New York based Hedge Fund. Working Knowledge of Investment Advisors Act a must. Top pay. Exce...
Compliance Officer, Private Banking
Not Disclosed
Salary: More than competive plus...
USA-NY-New York City 23 Sep
The Compliance Officer will oversee all aspects of compliance for the Private Banking Division of a major bank based in the M...
Hedge Fund Compliance Associates
Not Disclosed
Salary: Up to $200,000 all in
USA-NY-New York City 22 Sep
Top 100 Hedge Fund Seeks Experienced Compliance Associates and Analysts for growing department. Prior Buy-Side compliance exp...
Municipal Bonds - Compliance Officer
Not Disclosed
Salary: $100,000 - $150,000
USA-NY-New York City 15 Sep
Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income...
Deputy Compliance Officer
Not Disclosed
Salary: 200,000 - 400,000
USA-NY-New York City 15 Sep
Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w...
Jobs: Compliance / Legal, New York (1-30 of 39 Jobs)

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